Alan Harold Klein – Financial Adviser

Adviser identifying number: 249778
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2004

Name of the licence holder: GPS WEALTH LTD
Licence number: 254544
Licensee’s ABN: 17005482726
Licence controlled by:

The date the Financial Adviser commenced the appointment: 25/02/2017
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: NEARGOLD PTY. LIMITED
Authorised Representative identifying number: 275078
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Advanced Diploma of Financial Services (FinancialPlanning) FNS 60404 – Kaplan Professional Education
• Certificate IV Finance and Mortgage Broking FNS40811 – AAMC Training Group
• Certified Financial Planner 4 – FPA
• RG146 Tier 1 Specialist Margin Lending Course – International Institute of Technology
• Self Managed Superannuation Funds – Mentor Education

Relevant memberships of professional bodies or industry associations: NSW Buisness Chamber

Alan Harold Klein is authorised to provide advices on following products:

• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility