Sara Noel Harman – Financial Adviser

Adviser identifying number: 258138
Status: Current
Adviser’s ABN: 16733267873
The year the Financial Adviser first provided advice: 1981

Name of the licence holder: NOVUS CAPITAL LIMITED
Licence number: 238168
Licensee’s ABN: 32006711995
Licence controlled by:

The date the Financial Adviser commenced the appointment: 06/09/2004
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: NOVUS CAPITAL LIMITED
Authorised Representative identifying number: 238168
Authorised Representative’s ABN: 32006711995

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ADA Derivatives Update 1 and 2 – Kaplan Professional
• Business Studies – Public Relations – Royal Melbourne Institute of Technology
• Certificate in Financial Markets – Securities Institute
• Margin Lending and Geared Investments – Kaplan Professional
• Masters in Arts Journalism – University of Technology, Sydney

Relevant memberships of professional bodies or industry associations:

Sara Noel Harman is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products