Karen Lee Walmsley – Financial Adviser
Adviser identifying number: 328955
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2008
Name of the licence holder: ALLIANCE WEALTH PTY LTD
Licence number: 449221
Licensee’s ABN: 93161647007
Licence controlled by: CENTREPOINT WEALTH PTY LTD
The date the Financial Adviser commenced the appointment: 01/03/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: POWE FINANCIAL ADVICE PTY LTD
Authorised Representative identifying number: 315124
Authorised Representative’s ABN: 35125984536
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Bachelor of Commerce (Accounting) – University of Western Sydney
- Certified Practising Accountant – CPA Australia
- Diploma of Financial Services (Financial Planning) – Financial Services Training & Assessment Pty Ltd
- Registered Tax Agent – Tax Practitioners Board
- Taxation & Estate Planning – Kaplan Professional Education
Relevant memberships of professional bodies or industry associations:
- Association of Financial Advisers (AFA)
- CPA Australia (CPA)
- National Tax & Accountants Association Ltd (NTAA)
Karen Lee Walmsley is authorised to provide advices on following products:
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility