Nicholas Dempster – Financial Adviser

Adviser identifying number: 1001673
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2004

Name of the licence holder: R M CAPITAL PTY LTD
Licence number: 221938
Licensee’s ABN: 74065412820
Licence controlled by:

The date the Financial Adviser commenced the appointment: 26/05/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: R M CAPITAL PTY LTD
Authorised Representative identifying number: 221938
Authorised Representative’s ABN: 74065412820

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASX Accredited Derivatives Adviser Level One – Tribeca
• ASX Accredited Derivatives Adviser Level Two – Tribeca
• Bachelor of Economics – University of Western Australia
• Graduate Certificate in Applied Finance & Investment – Kaplan Professional Education
• Graduate Diploma of Financial Planning – Kaplan Professional Education

Relevant memberships of professional bodies or industry associations:

Nicholas Dempster is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility