James Richard Lycett Waggett – Financial Adviser

Adviser identifying number: 1001958
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1995

Name of the licence holder: HUDSON CAPITAL PTY LTD
Licence number: 240409
Licensee’s ABN: 35106433096
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/11/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: HUDSON CAPITAL PTY LTD
Authorised Representative identifying number: 240409
Authorised Representative’s ABN: 35106433096

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser – Level Two – ASX
• Margin Lending and Geared Investments – Kaplan Education
• PS146 Compliance Program – Financial Planning & Superannuation – Securities Institute Education
• SDIA Accreditation Program – SDIA / Deakin University

Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia

James Richard Lycett Waggett is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• All Securities