Jerome Peter Smith – Financial Adviser

Adviser identifying number: 1003608
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1996

Name of the licence holder: SOVEREIGN FINANCIAL GROUP PTY LTD
Licence number: 383416
Licensee’s ABN:
Licence controlled by:

The date the Financial Adviser commenced the appointment: 22/11/2010
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: SOVEREIGN FINANCIAL GROUP PTY LTD
Authorised Representative identifying number: 383416
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Advanced Diploma Financial Services (Financial Planning) – FPA
• Advanced SMSF Strategy Training – Kaplan
• CFP – FPA

Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)

Jerome Peter Smith is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation / Self-Managed Superannuation Fund
• Margin Lending Facility / Standard Margin Lending Facility