Roman Michael Baj – Financial Adviser

Adviser identifying number: 1005671
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2004

Name of the licence holder: TAYLOR COLLISON LIMITED
Licence number: 247083
Licensee’s ABN: 53008172450
Licence controlled by: TAYLOR COLLISON LIMITED

The date the Financial Adviser commenced the appointment: 10/12/2007
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: TAYLOR COLLISON LIMITED
Authorised Representative identifying number: 247083
Authorised Representative’s ABN: 53008172450

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASX Accredited Derivatives Adviser Level one exam – Tribeca Learning Australia
• SDIA RG146 Accreditation Program – Deakin University

Relevant memberships of professional bodies or industry associations:

Roman Michael Baj is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Foreign Exchange Contracts
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Margin Lending Facility / Non-Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products