James Henry Moullin – Financial Adviser

Adviser identifying number: 1005707
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2002

Name of the licence holder: HARTLEYS LIMITED
Licence number: 230052
Licensee’s ABN: 33104195057
Licence controlled by:

The date the Financial Adviser commenced the appointment: 20/10/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: HARTLEYS LIMITED
Authorised Representative identifying number: 230052
Authorised Representative’s ABN: 33104195057

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• -Accredited Derivatives Adviser Level 1 and 2 – ASIC
• Associate Diploma of Business Management – TAFE
• Bachelor of Commerce – Curtin University
• Graduate Diploma of Applied Finance and Investment – Securities Insititute of Australia

Relevant memberships of professional bodies or industry associations:

James Henry Moullin is authorised to provide advices on following products:

• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility