Charley Xiao Wang – Financial Adviser

Adviser identifying number: 1240331
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1995

Name of the licence holder: 123 INVESTMENT MANAGEMENT PTY LTD
Licence number: 469061
Licensee’s ABN: 39601788274
Licence controlled by:

The date the Financial Adviser commenced the appointment: 21/03/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: 123 INVESTMENT MANAGEMENT PTY LTD
Authorised Representative identifying number: 469061
Authorised Representative’s ABN: 39601788274

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ADA Level Two re-accreditation – ASX
• Authorized Derivative Adviser Renewal Exam – Kaplan
• General Securities Representative ( Series 7) exam – National Association of Securities Dealers
• Graduate Diploma in Applied Finance and Investment – Securities Institute of Australia( Finsia)
• Master of Applied Finance – Melbourne University

Relevant memberships of professional bodies or industry associations:

Charley Xiao Wang is authorised to provide advices on following products:

• Derivatives
• Foreign Exchange Contracts
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Margin Lending Facility / Standard Margin Lending Facility