Kris James – Financial Adviser

Adviser identifying number: 1241150
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2016

Name of the licence holder: ESCALA WEALTH MANAGEMENT PTY LTD
Licence number: 456207
Licensee’s ABN: 30162573828
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/04/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ESCALA PARTNERS LIMITED
Authorised Representative identifying number: 439722
Authorised Representative’s ABN: 74155884236

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Commerce / Accounting – University of Ballarat
• Core 1: Securities & Managed Investments – Stockbrokers Association of Australia

Relevant memberships of professional bodies or industry associations:

Kris James is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities