Diana Carol Fraser – Financial Adviser

Adviser identifying number: 1247709
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1994

Name of the licence holder: KODA CAPITAL PTY LTD
Licence number: 452581
Licensee’s ABN: 65166491961
Licence controlled by:

The date the Financial Adviser commenced the appointment: 06/09/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: KODA CAPITAL PTY LTD
Authorised Representative identifying number: 452581
Authorised Representative’s ABN: 65166491961

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASX ADA 1 – Kaplan Professional
• ASX ADA 2 – Kaplan Professional
• Diploma in Stockbroking – Deakin Prime
• Margin Lending – Deakin Prime
• Securities & Managed Investments – Deakin Prime

Relevant memberships of professional bodies or industry associations:

Diana Carol Fraser is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services