James Pearson – Financial Adviser

Adviser identifying number: 1248478
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1985

Name of the licence holder: BARCLAY WELLS LTD
Licence number: 235070
Licensee’s ABN: 88009352836
Licence controlled by:

The date the Financial Adviser commenced the appointment: 04/10/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: BARCLAY WELLS LTD
Authorised Representative identifying number: 235070
Authorised Representative’s ABN: 88009352836

Disciplinary actions start date against the Financial Adviser: 29/04/2013
Disciplinary actions end date against the Financial Adviser: 28/04/2016
Disciplinary action type: AFS Banning

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Series 3 Futures – FINRA
• rg146 – Kaplan

Relevant memberships of professional bodies or industry associations:

James Pearson is authorised to provide advices on following products:

• Securities