Dominique Bergel-grant – Financial Adviser
Adviser identifying number: 283596
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2004
Name of the licence holder: SHADFORTH FINANCIAL GROUP LIMITED
Licence number: 318613
Licensee’s ABN: 27127508472
Licence controlled by: IOOF HOLDINGS LTD
The date the Financial Adviser commenced the appointment: 04/01/2004
The date the Financial Adviser ceased the appointment: 13/05/2011
Name of the Authorised Representative:
Authorised Representative identifying number:
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Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Relevant qualifications and training:
- Bachelor of Economics – University of Sydney
- Diploma of Finance and Mortgage Broking Management – Kaplan Professional Education
- Diploma of Financial Services (Financial Planning) – Kaplan Professional Education
- Margin Lending and Geared Investments – Kaplan Professional Education
- Self Managed Superannuation Funds – Kaplan Professional Education
Relevant memberships of professional bodies or industry associations:
Dominique Bergel-grant is authorised to provide advices on following products: