Peter Simpson – Financial Adviser
Adviser identifying number: 1000778
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2000
Name of the licence holder: UBS SECURITIES AUSTRALIA LTD
Licence number: 231098
Licensee’s ABN: 62008586481
Licence controlled by:
The date the Financial Adviser commenced the appointment: 01/01/2009
The date the Financial Adviser ceased the appointment: 01/07/2010
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Disciplinary actions start date against the Financial Adviser:
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Relevant qualifications and training:
- Graduate diploma in Applied Finance – FINSIA
- Managed investments – FINSIA
- Margin Lending Accreditation Program – SDIA
- Masters in advanced industrial equity analysis – FINSIA
Relevant memberships of professional bodies or industry associations:
Peter Simpson is authorised to provide advices on following products: