Anthony Smith – Financial Adviser

Adviser identifying number: 446968
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1991

Name of the licence holder: SHAW AND PARTNERS LIMITED
Licence number: 236048
Licensee’s ABN: 24003221583
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/10/2013
The date the Financial Adviser ceased the appointment: 15/09/2014
Name of the Authorised Representative:
Authorised Representative identifying number:
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Address:
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Relevant qualifications and training:

  • Margin Lending and Geared Investments – Kaplan
  • PS 146 Accreditation-Tier 1 – SDIA

Relevant memberships of professional bodies or industry associations:

Anthony Smith is authorised to provide advices on following products: