HomeFinancial AdvisersStephen Roger Klein – Financial Adviser

Stephen Roger Klein – Financial Adviser

Adviser identifying number: 277563
Status: Ceased
Adviser’s ABN: 61749192956
The year the Financial Adviser first provided advice: 1983

Name of the licence holder: RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Licence number: 238141
Licensee’s ABN: 21104922394
Licence controlled by:

The date the Financial Adviser commenced the appointment: 17/06/2009
The date the Financial Adviser ceased the appointment: 20/06/2016
Name of the Authorised Representative: RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Authorised Representative identifying number: 000238141
Authorised Representative’s ABN: 21104922394

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

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Relevant qualifications and training:

  • Certified Financial Planner – FPA
  • Diploma of Financial Planning – FPA

Relevant memberships of professional bodies or industry associations:

Stephen Roger Klein is authorised to provide advices on following products:

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