Charley Xiao Wang – Financial Adviser

Adviser identifying number: 1240331
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1995

Name of the licence holder: MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence number: 240813
Licensee’s ABN: 19009145555
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC

The date the Financial Adviser commenced the appointment: 29/12/1998
The date the Financial Adviser ceased the appointment: 25/10/2014
Name of the Authorised Representative:
Authorised Representative identifying number:
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Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
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Address:
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Relevant qualifications and training:

  • ADA Level Two re-accreditation – ASX
  • Authorized Derivative Adviser Renewal Exam – Kaplan
  • General Securities Representative ( Series 7) exam – National Association of Securities Dealers
  • Graduate Diploma in Applied Finance and Investment – Securities Institute of Australia( Finsia)
  • Master of Applied Finance – Melbourne University

Relevant memberships of professional bodies or industry associations:

Charley Xiao Wang is authorised to provide advices on following products: