Stephen John Caswell – Financial Adviser

Adviser identifying number: 1001340
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1985

Name of the licence holder: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD
Licence number: 237846
Licensee’s ABN: 13077155143
Licence controlled by:

The date the Financial Adviser commenced the appointment: 16/02/2011
The date the Financial Adviser ceased the appointment: 19/05/2014
Name of the Authorised Representative: STEPHEN CASWELL
Authorised Representative identifying number: 000398449
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Advanced Diploma of Financial Planning – Deakin University
• Bachelor of Business – Finance & Economics – University of Technology Sydney

Relevant memberships of professional bodies or industry associations:

• Institute of Public Accountants (IPA)
• International Federation of Accountants (IFAC)

Stephen John Caswell is authorised to provide advices on following products: