Alex Chia – Financial Adviser

Adviser identifying number: 1001318
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2001

Name of the licence holder: RED ASSET MANAGEMENT PTY LTD
Licence number: 306552
Licensee’s ABN: 17121471038
Licence controlled by:

The date the Financial Adviser commenced the appointment: 29/09/2007
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: RED ASSET MANAGEMENT PTY LTD
Authorised Representative identifying number: 306552
Authorised Representative’s ABN: 17121471038

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Margin Lending and Geared Investments – Kaplan Professional
• PS146 Compliance – Securities & Derivatives Industry Association
• SDIA Superannuation – RMIT University

Relevant memberships of professional bodies or industry associations:

Alex Chia is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / MDA Services
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services