Andrew Alexander Cox – Financial Adviser

Adviser identifying number: 1002477
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2003

Name of the licence holder: D J CARMICHAEL PTY LIMITED
Licence number: 232571
Licensee’s ABN: 26003058857
Licence controlled by:

The date the Financial Adviser commenced the appointment: 27/11/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: D J CARMICHAEL PTY LIMITED
Authorised Representative identifying number: 232571
Authorised Representative’s ABN: 26003058857

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Accredited Derivatives Adviser Level 2 – Tribeca/ASX
  • Diploma of Financial Markets – Securities Institute
  • PS146 Compliance Program – Securities Institute

Relevant memberships of professional bodies or industry associations:

Andrew Alexander Cox is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Derivatives
  • Government Debentures, Stocks or Bonds
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Securities