Baden Carter – Financial Adviser

Adviser identifying number: 1006646
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006

Name of the licence holder: CRAIGS INVESTMENT PARTNERS LIMITED
Licence number: 363407
Licensee’s ABN:
Licence controlled by: CRAIGS INVESTMENT PARTNERS LIMITED

The date the Financial Adviser commenced the appointment: 12/10/2010
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: CRAIGS INVESTMENT PARTNERS LIMITED
Authorised Representative identifying number: 363407
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Bachelor of Commerce (Management Science) – Canterbury University
  • Certificate of Authorisation AFA – Financial Markets Authority
  • NZX Diploma – NZX
  • National Association of Securities Dealers (Series 7 and 63 qualified) – NASD
  • Statement of Attainment ASIC RG146 – ASIC

Relevant memberships of professional bodies or industry associations:

  • INFINZ – Certified Treasury Professional
  • NZX Adviser

Baden Carter is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Derivatives
  • Foreign Exchange Contracts
  • Government Debentures, Stocks or Bonds
  • Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
  • Securities