Brian Bates – Financial Adviser
Adviser identifying number: 1001740
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1998
Name of the licence holder: EUROZ SECURITIES LTD
Licence number: 243302
Licensee’s ABN: 23089314983
Licence controlled by:
The date the Financial Adviser commenced the appointment: 01/07/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: EUROZ SECURITIES LTD
Authorised Representative identifying number: 243302
Authorised Representative’s ABN: 23089314983
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ASX Accredited Derivatives Adviser – Tribeca
- Investment Planning 1 – Integratec Training Pty Ltd
- Paraplanning course (PS146) – Paraplanning Professionals
- Retirement Planning & Principles course – Integratec Training Pty Ltd
Relevant memberships of professional bodies or industry associations:
Brian Bates is authorised to provide advices on following products:
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility