Brian Bates – Financial Adviser

Adviser identifying number: 1001740
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1998

Name of the licence holder: EUROZ SECURITIES LTD
Licence number: 243302
Licensee’s ABN: 23089314983
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/07/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: EUROZ SECURITIES LTD
Authorised Representative identifying number: 243302
Authorised Representative’s ABN: 23089314983

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASX Accredited Derivatives Adviser – Tribeca
• Investment Planning 1 – Integratec Training Pty Ltd
• Paraplanning course (PS146) – Paraplanning Professionals
• Retirement Planning & Principles course – Integratec Training Pty Ltd

Relevant memberships of professional bodies or industry associations:

Brian Bates is authorised to provide advices on following products:

• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility