Broc Mccauley – Financial Adviser

Adviser identifying number: 1006540
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2009

Name of the licence holder: EQUITY & SUPER PTY LTD
Licence number: 410041
Licensee’s ABN: 44138056363
Licence controlled by:

The date the Financial Adviser commenced the appointment: 19/04/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: EQUITY & SUPER PTY LTD
Authorised Representative identifying number: 410041
Authorised Representative’s ABN: 44138056363

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser Level 1 – Kaplan Professional
• Bachelor of Commerce, majors in Accounting and Finance – Bond University
• Certified Financial Planner – FPA
• Graduate Diploma in Financial Planning – Kaplan
• RG 146 – Kaplan

Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)

Broc Mccauley is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility