Carol Ann Russell – Financial Adviser
Adviser identifying number: 342677
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2009
Name of the licence holder: YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Licence number: 323825
Licensee’s ABN: 93128650037
Licence controlled by:
The date the Financial Adviser commenced the appointment: 16/11/2009
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: YELLOW BRICK ROAD WEALTH MANAGEMENT PTY LIMITED
Authorised Representative identifying number: 323825
Authorised Representative’s ABN: 93128650037
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Entry Level Comp, Risk Mgmt, Super & Retirement Planning, Estate Planning – Tribeca
- Financial Plan Construction & Review – Tribeca
- Risk Management:Insurance Prod. & Estate Planning – Securities Institute
- Self Managed Superannuation Funds – Tribeca
- Taxation Planning & Investment Planning 2 – Tribecca
Relevant memberships of professional bodies or industry associations:
Carol Ann Russell is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Superannuation