Carrick Durrant Ryan – Financial Adviser
Adviser identifying number: 1004559
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1999
Name of the licence holder: HARTLEYS LIMITED
Licence number: 230052
Licensee’s ABN: 33104195057
Licence controlled by:
The date the Financial Adviser commenced the appointment: 20/10/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: HARTLEYS LIMITED
Authorised Representative identifying number: 000230052
Authorised Representative’s ABN: 33104195057
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
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Relevant qualifications and training:
- Accredited Derivatives Adviser Level 1 and 2 – ASIC
- Bachelor of Commerce – University of Western Australia
- Graduate Diploma of Applied Finance and Investment – Securities Institute of Australia
Relevant memberships of professional bodies or industry associations:
Carrick Durrant Ryan is authorised to provide advices on following products:
- Derivatives
- Government Debentures, Stocks or Bonds
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility