Chris Thoms – Financial Adviser

Adviser identifying number: 1000684
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2005

Name of the licence holder: CMT FINANCIAL SERVICES PTY LTD
Licence number: 434377
Licensee’s ABN: 61162109373
Licence controlled by:

The date the Financial Adviser commenced the appointment: 02/04/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: C.M.T. INVESTMENTS PTY. LTD.
Authorised Representative identifying number: 437322
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Business – RMIT
• Bachelor of Business – RMIT
• Bachelor of Economics – Monash University
• Bachelor of Economics – Monash University
• Graduate Diploma of Financial Planning – Securities Institute
• Graduate Diploma of Financial Planning – Securities Institute
• Master of Business Administration – Monash University
• Master of Business Administration – Monash University
• Professional Certificate in SMSF’s – Adelaide University
• Professional Certificate in SMSF’s – Adelaide University

Relevant memberships of professional bodies or industry associations:

• Financial Planning Association of Australia (FPA)
• Financial Planning Association of Australia (FPA)
• Financial Services Institute of Australasia
• Independent Financial Advisers Association of Australia (IFAAA)
• Independent Financial Advisers Association of Australia (IFAAA)
• SMSF Association
• SMSF Association

Chris Thoms is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility