Christopher Upton – Financial Adviser
Adviser identifying number: 442736
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2013
Name of the licence holder: FORSYTHES FINANCIAL SERVICES PTY LTD
Licence number: 240946
Licensee’s ABN: 17081861261
Licence controlled by: AMP LIMITED
The date the Financial Adviser commenced the appointment: 31/12/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: FORSYTHES FINANCIAL SERVICES PTY LTD
Authorised Representative identifying number: 240946
Authorised Representative’s ABN: 17081861261
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Advanced Diploma of Financial Services (Financial Planning) – Kaplan Professional
- Advanced Diploma of Financial Services (Financial Planning) – Kaplan Professional
- Certificate III in Financial Services – Institute of Financial Services Inc
- Certificate III in Financial Services – Institute of Financial Services Inc
- Diploma of Financial Services (Financial Planning) – Kaplan Professional
- Diploma of Financial Services (Financial Planning) – Kaplan Professional
Relevant memberships of professional bodies or industry associations:
- AFP – Financial Planner (FPA)
- AFP – Financial Planner (FPA)
- Financial Planning Association of Australia (FPA)
- Financial Planning Association of Australia (FPA)
Christopher Upton is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Derivatives
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility