Cliff James – Financial Adviser
Adviser identifying number: 258216
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1975
Name of the licence holder: UNIQUE ADVISERS PTY LTD
Licence number: 328140
Licensee’s ABN: 38131483111
Licence controlled by:
The date the Financial Adviser commenced the appointment: 10/12/2012
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: UNIQUE ADVISERS PTY LTD
Authorised Representative identifying number: 328140
Authorised Representative’s ABN: 38131483111
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Economics & Finance DFP 1 & DFP2 – RMIT
- Investment Planning 1 – Integratec
- Retirement Planning DFP4 – Financial Planning Association
- Wealth Creation & Retirement Planning DFP5 – Financial Planning Association
Relevant memberships of professional bodies or industry associations:
Cliff James is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation