Dale Maurice Raynes – Financial Adviser

Adviser identifying number: 1006195
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1998

Name of the licence holder: CPS CAPITAL GROUP PTY LTD
Licence number: 294848
Licensee’s ABN: 73088055636
Licence controlled by:

The date the Financial Adviser commenced the appointment: 09/10/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: CPS CAPITAL GROUP PTY LTD
Authorised Representative identifying number: 294848
Authorised Representative’s ABN: 73088055636

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser Level 1 Exam – Australian Stock Exchange
• Bachelor of Commerce – University of Western Australia
• Financial Advising Essentials – C4 – Securities Institute Education
• Margin Lending Accreditation Program – Stockbrokers Association of Australia

Relevant memberships of professional bodies or industry associations:

Dale Maurice Raynes is authorised to provide advices on following products:

• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities
• Margin Lending Facility / Standard Margin Lending Facility