Daniel Moss – Financial Adviser

Adviser identifying number: 1004598
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2007

Name of the licence holder: VERTICAL CAPITAL MARKETS PTY. LTD.
Licence number: 418418
Licensee’s ABN: 11147186114
Licence controlled by:

The date the Financial Adviser commenced the appointment: 02/07/2012
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: VERTICAL CAPITAL MARKETS PTY. LTD.
Authorised Representative identifying number: 000418418
Authorised Representative’s ABN: 11147186114

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASX Accredited Derivatives Adviser Level 1 (ADA1) – Kaplan
• ASX Accredited Derivatives Adviser Level 2 (ADA2) – Kaplan
• Margin Lending and Geared Investments Elective – Kaplan
• RG146 Specialist Knowledge – Managed Investments – Financial Education Professionals
• The Securities & Derivatives Industry Association (SDIA) Accreditation Program – RG146 – SDIA/Deakin University

Relevant memberships of professional bodies or industry associations:

Daniel Moss is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Foreign Exchange Contracts
• Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
• Securities
• Margin Lending Facility / Standard Margin Lending Facility