Daniel Swallow – Financial Adviser

Adviser identifying number: 1238447
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2016

Name of the licence holder: COMMONWEALTH PRIVATE LIMITED
Licence number: 314018
Licensee’s ABN: 30125238039
Licence controlled by:

The date the Financial Adviser commenced the appointment: 04/01/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: COMMONWEALTH PRIVATE LIMITED
Authorised Representative identifying number: 314018
Authorised Representative’s ABN: 30125238039

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• FNSASICZ503A: Provide advice in Financial Planning – Kaplan Professional
• Margin Lending Accreditation Program – Stockbroker’s Association of Australia
• Stockbroker’s Association of Australia – Core 1: Securities & Managed Investments Accreditation
• Superannuation and Retirement Planning – Kaplan Professional

Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia

Daniel Swallow is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Deposit & Payment Products – Non-Cash Deposit Products
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility