David Anthony Hartley – Financial Adviser

Adviser identifying number: 299348
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1998

Name of the licence holder: THREADNEEDLE STREET BROKERS PTY. LTD.
Licence number: 480751
Licensee’s ABN:
Licence controlled by:

The date the Financial Adviser commenced the appointment: 07/12/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: THREADNEEDLE STREET BROKERS PTY. LTD.
Authorised Representative identifying number: 480751
Authorised Representative’s ABN:

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Advanced Diploma of Financial Planning – Mentor Education
  • Diploma of Financial Services (Financial Planning) – Mentor Education

Relevant memberships of professional bodies or industry associations:

David Anthony Hartley is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Superannuation