David Clive Rosenberg – Financial Adviser

Adviser identifying number: 238912
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2003

Name of the licence holder: RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Licence number: 238141
Licensee’s ABN: 21104922394
Licence controlled by:

The date the Financial Adviser commenced the appointment: 22/08/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Authorised Representative identifying number: 238141
Authorised Representative’s ABN: 21104922394

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Cert IV Finance and Mortgate Broking – The National Financial Institute
• Certified Financial Planner – FPA
• Diploma In Financial Planning – FPA
• Margin Lending and Geared Investments – Kaplan
• Self Managed Superannuation Funds – Kaplan Professional

Relevant memberships of professional bodies or industry associations:

David Clive Rosenberg is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility