David Geoffrey Williams – Financial Adviser

Adviser identifying number: 1001285
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2010

Name of the licence holder: WESTERN ADVISORY PTY LTD
Licence number: 403566
Licensee’s ABN: 96150439482
Licence controlled by: WESTERN ADVISORY PTY LTD

The date the Financial Adviser commenced the appointment: 22/07/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: WESTERN ADVISORY PTY LTD
Authorised Representative identifying number: 403566
Authorised Representative’s ABN: 96150439482

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• 922 DERIVATES & SKILLS – KAPLAN PROFESSIONAL EDUCATION
• 924 SUPERANNUATION & SKILLS – KAPLAN PROFESSIONAL EDUCATION
• DIPLOMA OF FINANCIAL PLANNING – KAPLAN PROFESSIONAL EDUCATION
• FINSIA DIPLOMA OF FINANCIAL MARKETS – KAPLAN PROFESSIONAL EDUCATION
• POST GRADUATE DIPLOMA IN PERSONAL FINANCIAL PLANNING – WAIKATO UNIVERSITY NEW ZEALAND

Relevant memberships of professional bodies or industry associations: FINSIA

David Geoffrey Williams is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility