David Smallacombe – Financial Adviser
Adviser identifying number: 1005768
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2000
Name of the licence holder: MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence number: 240813
Licensee’s ABN: 19009145555
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
The date the Financial Adviser commenced the appointment: 03/05/2010
The date the Financial Adviser ceased the appointment: 30/09/2016
Name of the Authorised Representative: MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Authorised Representative identifying number: 000240813
Authorised Representative’s ABN: 19009145555
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Accredited Derivatives Adviser Level 2 Exam – Australian Stock Exchange
- Bachelor of Economics – The Flinders University of South Australia
- Diploma of Financial Services (Financial Planning) (FNS50804) – Kaplan Professional Education
- Graduate Diploma in Applied Finance and Investment – Securities Institute Education
- Margin Lending Accreditation Program – Stockbrokers Association of Australia
Relevant memberships of professional bodies or industry associations: Financial Services Institute of Australasia
David Smallacombe is authorised to provide advices on following products: