David Swinden – Financial Adviser

Adviser identifying number: 1002271
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2012

Name of the licence holder: PEPPERSTONE GROUP LIMITED
Licence number: 414530
Licensee’s ABN: 12147055703
Licence controlled by: JOSEPH DAVENPORT

The date the Financial Adviser commenced the appointment: 05/02/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PEPPERSTONE GROUP LIMITED
Authorised Representative identifying number: 414530
Authorised Representative’s ABN: 12147055703

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ASIC Regulatory Guide 146 (Tier 1): Derivatives and Securities – RMIT University
• ASIC Regulatory Guide 146 (Tier 1): Financial Services Industry – RMIT University
• Bachelor of Commerce – Swinburne University of Technology

Relevant memberships of professional bodies or industry associations:

David Swinden is authorised to provide advices on following products:

• Derivatives
• Foreign Exchange Contracts