David Wallis – Financial Adviser

Adviser identifying number: 1005311
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2000

Name of the licence holder: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence number: 237122
Licensee’s ABN: 31066414613
Licence controlled by: IOOF HOLDINGS LTD

The date the Financial Adviser commenced the appointment: 16/07/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Authorised Representative identifying number: 000237122
Authorised Representative’s ABN: 31066414613

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of International Finance – Griffith University
• Bachelor of International Finance – Griffith University
• Diploma of Financial Planning – Financial Planning Association of Australia
• Diploma of Financial Planning – Financial Planning Association of Australia
• Fixed Income Course – FIIG
• Fixed Income Course – FIIG
• Graduate Diploma in Applied Finance and Investment – Securities Institute
• Graduate Diploma in Applied Finance and Investment – Securities Institute

Relevant memberships of professional bodies or industry associations:

David Wallis is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility