David Wallis – Financial Adviser
Adviser identifying number: 1005311
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2000
Name of the licence holder: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Licence number: 237122
Licensee’s ABN: 31066414613
Licence controlled by: IOOF HOLDINGS LTD
The date the Financial Adviser commenced the appointment: 16/07/2015
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: ORD MINNETT FINANCIAL PLANNING PTY LIMITED
Authorised Representative identifying number: 000237122
Authorised Representative’s ABN: 31066414613
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Bachelor of International Finance – Griffith University
- Bachelor of International Finance – Griffith University
- Diploma of Financial Planning – Financial Planning Association of Australia
- Diploma of Financial Planning – Financial Planning Association of Australia
- Fixed Income Course – FIIG
- Fixed Income Course – FIIG
- Graduate Diploma in Applied Finance and Investment – Securities Institute
- Graduate Diploma in Applied Finance and Investment – Securities Institute
Relevant memberships of professional bodies or industry associations:
David Wallis is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Securities
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility