David William Griffiths – Financial Adviser

Adviser identifying number: 237706
Status: Current
Adviser’s ABN: 72205334662
The year the Financial Adviser first provided advice: 1987

Licence number: 236523
Licensee’s ABN: 47097797049
Licence controlled by: STEINHARDT HOLDINGS PTY LTD

The date the Financial Adviser commenced the appointment: 01/09/2011
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: INFOCUS SECURITIES AUSTRALIA PTY LTD
Authorised Representative identifying number: 236523
Authorised Representative’s ABN: 47097797049

Disciplinary actions start date against the Financial Adviser: 02/04/2004
Disciplinary actions end date against the Financial Adviser: 02/04/2006
Disciplinary action type: Order under s829, 830 and 831 of the Corporations Act 2001 (as in force prior to 11 March 2002).

Contact phone number:
Working hours:

Relevant qualifications and training:

  • ASX Accredited Derivatives Adviser – Savings Factory
  • ASX Listed Products Course – Savings Factory
  • Diploma of Financial Planning – Deakin University
  • Margin Lending and Geared Investments – Kaplan
  • Self-Managed Superannuation Funds – Kaplan

Relevant memberships of professional bodies or industry associations:

David William Griffiths is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation
  • Margin Lending Facility / Standard Margin Lending Facility