Dean Smith – Financial Adviser
Adviser identifying number: 401563
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2011
Name of the licence holder: TREND INVESTOR SERVICES PROPRIETARY LIMITED
Licence number: 255475
Licensee’s ABN: 65061768670
Licence controlled by:
The date the Financial Adviser commenced the appointment: 13/09/2016
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: SUMMIT WEALTH MANAGEMENT PTY LTD
Authorised Representative identifying number: 1239222
Authorised Representative’s ABN: 45130409951
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- ADA Level 1 – Kaplan
- ADA Level 2 – Kaplan
- Diploma of Financial Services – Kaplan
Relevant memberships of professional bodies or industry associations: Australian Technical Analysts Association
Dean Smith is authorised to provide advices on following products:
- Derivatives
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Managed Investment Schemes / MDA Services
- Securities