Derek Richard Sparkes – Financial Adviser

Adviser identifying number: 238378
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2003

Name of the licence holder: FUTURO FINANCIAL SERVICES PTY LTD
Licence number: 238478
Licensee’s ABN: 30085870015
Licence controlled by: HIGHFIELD GROUP PTY LTD

The date the Financial Adviser commenced the appointment: 01/10/2006
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: FUTURO FINANCIAL SERVICES PTY LTD
Authorised Representative identifying number: 238478
Authorised Representative’s ABN: 30085870015

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Certified Financial Planner – FPA
  • Diploma in Banking and Finance – Education Department of Western Australia
  • Diploma of Financial Planning – FPA
  • Margin Lending and Geared Investments – Kaplan

Relevant memberships of professional bodies or industry associations:

  • Association of Financial Advisers (AFA)
  • Financial Planning Association of Australia (FPA)

Derek Richard Sparkes is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Government Debentures, Stocks or Bonds
  • Life Products / Investment Life Insurance Products
  • Life Products / Life Risk Insurance Products
  • Managed Investment Schemes / Managed Investment Schemes, including IDPS
  • Retirement Savings Account Products
  • Securities
  • Superannuation / A person’s existing holding in a superannuation product
  • Margin Lending Facility / Standard Margin Lending Facility