Douglas James Moore Symes – Financial Adviser

Adviser identifying number: 310399
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2002

Name of the licence holder: NOVUS CAPITAL LIMITED
Licence number: 238168
Licensee’s ABN: 32006711995
Licence controlled by:

The date the Financial Adviser commenced the appointment: 14/02/2007
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: NOVUS CAPITAL LIMITED
Authorised Representative identifying number: 238168
Authorised Representative’s ABN: 32006711995

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Commerce – The University of New South Wales
• Securities Institute of Australia – ADA 1 and 2

Relevant memberships of professional bodies or industry associations:

Douglas James Moore Symes is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products