Evan Kwun Chuen Tong – Financial Adviser

Adviser identifying number: 331780
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1989

Name of the licence holder: SHAW AND PARTNERS LIMITED
Licence number: 236048
Licensee’s ABN: 24003221583
Licence controlled by:

The date the Financial Adviser commenced the appointment: 03/11/2008
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: SHAW AND PARTNERS LIMITED
Authorised Representative identifying number: 236048
Authorised Representative’s ABN: 24003221583

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Accredited Derivatives Adviser Level 1 – ASX
• Diploma Course of the Securities Institute of Australia – Securities Institute of Australia
• PS146 Accreditation in Securities & Managed Investments – SDIA/Deakin
• PS146 Accreditation in Self Managed Superannuation Module – SDIA/RMIT
• Professional Diploma in Stockbroking – Deakin Prime

Relevant memberships of professional bodies or industry associations:

• Financial Services Institute of Australiasia
• Stockbrokers Association of Australia

Evan Kwun Chuen Tong is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Managed Investment Schemes / MDA Services
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services