Graham Henry Holmes – Financial Adviser
Adviser identifying number: 227546
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1983
Name of the licence holder: COMPASS SECURITIES PTY LTD
Licence number: 225985
Licensee’s ABN: 74009569939
Licence controlled by:
The date the Financial Adviser commenced the appointment: 29/03/2003
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: COMPASS SECURITIES PTY LTD
Authorised Representative identifying number: 225985
Authorised Representative’s ABN: 74009569939
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Certified Financial Planner – FPA
- Diploma of Financial Planning – FPA
- L.U.A.T.C. 1 & 2 – Life Insurance Industry
Relevant memberships of professional bodies or industry associations: FOS
Graham Henry Holmes is authorised to provide advices on following products:
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / IDPS Only
- Retirement Savings Account Products
- Securities
- Superannuation