Howard David Cole – Financial Adviser

Adviser identifying number: 299223
Status: Current
Adviser’s ABN: 37409589127
The year the Financial Adviser first provided advice: 1993

Name of the licence holder: PGW FINANCIAL SERVICES PTY LTD
Licence number: 384713
Licensee’s ABN: 15123835441
Licence controlled by:

The date the Financial Adviser commenced the appointment: 08/02/2013
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PGW FINANCIAL SERVICES PTY LTD
Authorised Representative identifying number: 384713
Authorised Representative’s ABN: 15123835441

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Bachelor of Arts with Honours – University of Melbourne
  • Bachelor of Commerce – University of Melbourne
  • Graduate Diploma in Applied Finance and Investment – Securities Institute of Australia
  • Graduate Diploma in Financial Planning – Securities Institute of Australia

Relevant memberships of professional bodies or industry associations:

Howard David Cole is authorised to provide advices on following products:

  • Deposit and Payment Products / Non-basic Deposit Products
  • Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
  • Securities
  • Margin Lending Facility / Standard Margin Lending Facility