Howard David Elton – Financial Adviser

Adviser identifying number: 1004730
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1993

Name of the licence holder: PHILLIP CAPITAL LIMITED
Licence number: 246827
Licensee’s ABN: 14002918247
Licence controlled by:

The date the Financial Adviser commenced the appointment: 01/03/2004
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PHILLIP CAPITAL LIMITED
Authorised Representative identifying number: 000246827
Authorised Representative’s ABN: 14002918247

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Science – University of The Withwatersrand, South Africa
• Branch Manager Examination – Australian Stock Exchange
• Membership Examination – Australian Stock Exchange
• PS 146 – Grandfathered
• Post Graduate Diploma – Securities Institute of Australia

Relevant memberships of professional bodies or industry associations: Stockbrokers Association of Australia

Howard David Elton is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Securities
• Miscellaneous Financial Facility / Miscellaneous Financial Investment Products – MDA Services