Ivy Ching Hsia Lai – Financial Adviser
Adviser identifying number: 413446
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2001
Name of the licence holder: NATIONAL AUSTRALIA BANK LIMITED
Licence number: 230686
Licensee’s ABN: 12004044937
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
The date the Financial Adviser commenced the appointment: 04/02/2008
The date the Financial Adviser ceased the appointment: 01/12/2011
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Disciplinary actions start date against the Financial Adviser:
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Relevant qualifications and training:
- Bachelor of Commence – Curtin University of Technology
- Certified Financial Planner; Units 4,2 and 1 – CFP
- Diploma of Financial Planning – Financial Planning Association
- SEATS Designated Trading Representative – ASX
- SMSF Core Principles PS 146 compliance in advising – SMSF – Tribeca Learning (Australia)
Relevant memberships of professional bodies or industry associations:
Ivy Ching Hsia Lai is authorised to provide advices on following products: