James Andrew Staples – Financial Adviser

Adviser identifying number: 303657
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006

Name of the licence holder: INDEPENDENT CAPITAL ADVISERS PTY LTD
Licence number: 378693
Licensee’s ABN:
Licence controlled by:

The date the Financial Adviser commenced the appointment: 16/07/2012
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: FYNERGY TNQ FINANCIAL SERVICES FRANCHISE PTY LTD
Authorised Representative identifying number: 425287
Authorised Representative’s ABN: 70121824431

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• Bachelor of Business – Edith Cowen University
• Diploma of Finance (Mortgage Broking) – Plan Connect
• Diploma of Finance (Specialised) – Pinnacle
• Diploma of Financial Services (Financial Planning) – Pinnacle
• Masters of Business Administration – University of Western Australia

Relevant memberships of professional bodies or industry associations:

• Credit & Investment Ombudsman
• Mortgage & Finance Association of Australia
• Taxation Practitioners Board

James Andrew Staples is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Derivatives
• Government Debentures, Stocks or Bonds
• Life Products / Investment Life Insurance Products
• Life Products / Life Risk Insurance Products
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Retirement Savings Account Products
• Securities
• Superannuation
• Margin Lending Facility / Standard Margin Lending Facility