James Benedict Herriman – Financial Adviser

Adviser identifying number: 297919
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006

Name of the licence holder: WESTERN PACIFIC FINANCIAL GROUP PTY LTD
Licence number: 224662
Licensee’s ABN: 35050159156
Licence controlled by: IOOF HOLDINGS LTD [Date Ceased: 17/03/2017]

The date the Financial Adviser commenced the appointment: 06/02/2006
The date the Financial Adviser ceased the appointment: 10/08/2016
Name of the Authorised Representative: WESTERN PACIFIC FINANCIAL GROUP PTY LTD
Authorised Representative identifying number: 000224662
Authorised Representative’s ABN: 35050159156

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

  • Bachelor of Business (Banking & Finance) – University of South Australia
  • Certified Financial Planner (CFP) – Financial Planning Association (FPA)
  • Graduate Certificate in Applied Finance & Investment – Securities Institute
  • Graduate Diploma in Financial Planning – Securities Institute
  • Margin Lending & Geared Investments Adviser Accreditation – Kaplan

Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)

James Benedict Herriman is authorised to provide advices on following products: