James Benedict Herriman – Financial Adviser
Adviser identifying number: 297919
Status: Ceased
Adviser’s ABN:
The year the Financial Adviser first provided advice: 2006
Name of the licence holder: WESTERN PACIFIC FINANCIAL GROUP PTY LTD
Licence number: 224662
Licensee’s ABN: 35050159156
Licence controlled by: IOOF HOLDINGS LTD [Date Ceased: 17/03/2017]
The date the Financial Adviser commenced the appointment: 06/02/2006
The date the Financial Adviser ceased the appointment: 10/08/2016
Name of the Authorised Representative: WESTERN PACIFIC FINANCIAL GROUP PTY LTD
Authorised Representative identifying number: 000224662
Authorised Representative’s ABN: 35050159156
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
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Relevant qualifications and training:
- Bachelor of Business (Banking & Finance) – University of South Australia
- Certified Financial Planner (CFP) – Financial Planning Association (FPA)
- Graduate Certificate in Applied Finance & Investment – Securities Institute
- Graduate Diploma in Financial Planning – Securities Institute
- Margin Lending & Geared Investments Adviser Accreditation – Kaplan
Relevant memberships of professional bodies or industry associations: Financial Planning Association of Australia (FPA)
James Benedict Herriman is authorised to provide advices on following products: