James Chat-lin Louey – Financial Adviser

Adviser identifying number: 260111
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1994

Name of the licence holder: PATERSONS SECURITIES LIMITED
Licence number: 239052
Licensee’s ABN: 69008896311
Licence controlled by: PATERSONS SECURITIES LIMITED

The date the Financial Adviser commenced the appointment: 01/02/2004
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: PATERSONS SECURITIES LIMITED
Authorised Representative identifying number: 239052
Authorised Representative’s ABN: 69008896311

Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:

Address:
Contact phone number:
Working hours:

Relevant qualifications and training:

• ADA1 – ASX
• ASIC PS146 Compliance (Securities and Managed Investments) – Securities and Derivatives Industry Association
• Margin Lending – Stockbrokers Association of Australia
• Professional Diploma in Stockbroking – Stockbrokers Association of Australia

Relevant memberships of professional bodies or industry associations:

James Chat-lin Louey is authorised to provide advices on following products:

• Deposit and Payment Products / Non-basic Deposit Products
• Government Debentures, Stocks or Bonds
• Managed Investment Schemes / Managed Investment Schemes, excluding IDPS
• Managed Investment Schemes / Managed Investment Schemes, including IDPS
• Managed Investment Schemes / IDPS Only
• Managed Investment Schemes / Own Managed Investment Scheme Only
• Securities