James Edward Babbage – Financial Adviser
Adviser identifying number: 230590
Status: Current
Adviser’s ABN:
The year the Financial Adviser first provided advice: 1994
Name of the licence holder: CAPSTONE FINANCIAL PLANNING PTY LTD
Licence number: 223135
Licensee’s ABN: 24093733969
Licence controlled by:
The date the Financial Adviser commenced the appointment: 06/03/2014
The date the Financial Adviser ceased the appointment:
Name of the Authorised Representative: BABBAGE FINANCIAL SERVICES PTY LTD
Authorised Representative identifying number: 338175
Authorised Representative’s ABN: 73136875146
Disciplinary actions start date against the Financial Adviser:
Disciplinary actions end date against the Financial Adviser:
Disciplinary action type:
Address:
Contact phone number:
Working hours:
Relevant qualifications and training:
- Degree in Accounting – Caulfield Institute
- Diploma of Financial Planning – Deakin University
- Public Practice Certificate – CPA Australia (CPA)
- Registered Company Auditor – Australian Securities and Investment Commission
- Registered Tax Agent – Tax Practitioners Board
Relevant memberships of professional bodies or industry associations:
- CPA Australia (CPA)
- Financial Planning Association of Australia (FPA)
James Edward Babbage is authorised to provide advices on following products:
- Deposit and Payment Products / Non-basic Deposit Products
- Government Debentures, Stocks or Bonds
- Life Products / Investment Life Insurance Products
- Life Products / Life Risk Insurance Products
- Managed Investment Schemes / Managed Investment Schemes, including IDPS
- Retirement Savings Account Products
- Superannuation
- Margin Lending Facility / Standard Margin Lending Facility